Chief Compliance Officer Jobs in New York, NY

Who We Are At Cross River, we're building the best banking and technology products for FinTechs, all through APIs. As venture-backed pioneers of the platform-based... Read More

We are looking for a Chief Compliance Officer who will play a crucial role in ensuring that Vise operates in compliance with all applicable laws, regulations, and industry... Read More

Who We Are At Cross River, we're building the best banking and technology products for FinTechs, all through APIs. As venture-backed pioneers of the platform-based... Read More

General Counsel Chief Compliance Officer++ (New York, NY) Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully... Read More

At Forge (NYSE: FRGE), we know our team is our greatest asset. As technology innovators in the private market, our vision is to deliver a richer future for everyone. We... Read More

We are seeking a proven and seasoned compliance and securities professional to serve as both Chief Compliance Officer (CCO) and Branch Manager responsible for the delivery... Read More

NYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the... Read More

NYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the... Read More

Job Summary The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization's investment banking subsidiary and... Read More

Greystone is a private national commercial real estate finance company with an established reputation as a leader in multifamily and healthcare finance, with over $13... Read More

Greystone is a private national commercial real estate finance company with an established reputation as a leader in multifamily and healthcare finance, with over $13... Read More

$75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer *Reporting to the Deputy Chief Compliance Officer *Supervising a staff of 4-6 *Work Closely Across... Read More

This position serves as a leader on ICL's executive team, providing strategic and operational advice to the President and CEO to ensure that the organization can help our... Read More

Chief Compliance and Privacy Officer Location: Lower Manhattan by Battery Park $180,000 - $220,000 base salary Summary This position serves as a leader on our executive... Read More

Job Description Compliance Officer - Wealth Management Investment Advisory Jefferies, the global investment banking firm, has served companies and investors for over 50... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Job Description This Vice President Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and covers the US businesses and certain... Read More

Job Description This Vice President Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and covers the US businesses and certain... Read More

Position / Title: Compliance Officer - Vice President/Director Pretium Pretium is a specialized alternative investment management firm focused on U.S. residential real... Read More