Compliance Analyst Jobs in Whippany, NJ

Overview: About us: Founded in 1990, LS Power is a premier development, investment, and operating company focused on the North American power and energy infrastructure... Read More

Independently conducts complex analyses of FINRA firms' communications with the public both independently of, and in conjunction with, other FINRA departments and other... Read More

Independently conducts complex analyses of FINRA firms' communications with the public both independently of, and in conjunction with, other FINRA departments and other... Read More

Description Senior Regulatory Analyst Insurance Licensing Reporting Location: Hybrid -New York Who We Are SiriusPoint is a global underwriter of insurance and reinsurance.... Read More

Senior Regulatory Analyst Insurance Licensing Reporting Location: Hybrid -New York Who We Are SiriusPoint is a global underwriter of insurance and reinsurance. We utilize... Read More

Description Senior Regulatory Analyst Insurance Licensing Reporting Location: Hybrid -New York Who We Are SiriusPoint is a global underwriter of insurance and reinsurance.... Read More

Your role Are you risk averse but risk aware? Do you know how to maintain independence and objectivity? Do you know how to evaluate risks in a challenging and fast paced... Read More

Position Title Sr. Business Analyst, Compliance Technology- IT Location NY / 1400 Broadway Floor 23 Job Summary This position is responsible for assisting businesses in... Read More

Job Summary Provide ongoing support related to compliance advisory coverage and monitoring of various banking activities for compliance with key regulations issued by City... Read More

We are looking for a Chief Compliance Officer who will play a crucial role in ensuring that Vise operates in compliance with all applicable laws, regulations, and industry... Read More

General Counsel Chief Compliance Officer++ (New York, NY) Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully... Read More

This position is responsible for assisting businesses in implementing technology solutions in a cost-effective manner by determining the requirements of a project or... Read More

$75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer *Reporting to the Deputy Chief Compliance Officer *Supervising a staff of 4-6 *Work Closely Across... Read More

Who We Are At Cross River, we're building the best banking and technology products for FinTechs, all through APIs. As venture-backed pioneers of the platform-based... Read More

We are seeking a proven and seasoned compliance and securities professional to serve as both Chief Compliance Officer (CCO) and Branch Manager responsible for the delivery... Read More

NYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the... Read More

NYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the... Read More

At Forge (NYSE: FRGE), we know our team is our greatest asset. As technology innovators in the private market, our vision is to deliver a richer future for everyone. We... Read More

Job Summary The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization's investment banking subsidiary and... Read More