Compliance Associate Jobs in Irving, TX

Job Description Are you ready to make an impact at DTCC? Do you want to work on innovative projects, collaborate with a dynamic and supportive team, and receive investment... Read More

Job Description Are you ready to make an impact at DTCC? Do you want to work on innovative projects, collaborate with a dynamic and supportive team, and receive investment... Read More

SUMMARY The VP, Senior Compliance Officer serves as a Chief Compliance Officer (CCO) to trusts of mutual funds and closed-end fund clients of Ultimus Fund Solutions (UFS)... Read More

Company Overview Originally founded in 1922 and headquartered in Dallas, Texas, NexBank (the Bank ) is part of NexBank Capital, Inc. (the Company ), a fully integrated... Read More

Job Description Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the... Read More

GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of... Read More

Job Description The Role As the leader of the Compliance team for Fidelity Digital Assets?, you will provide regulatory advice and support to Fidelity's full-service,... Read More

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world.... Read More

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world.... Read More

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world.... Read More

Serves as a regulatory compliance officer on the Fairness Team under Independent Compliance Risk Management's (ICRM) Customer Client Protection organization responsible... Read More

Serves as a regulatory compliance officer on the Fairness Team under Independent Compliance Risk Management's (ICRM) Customer Client Protection organization responsible... Read More

NYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the... Read More

Serves as a regulatory compliance officer on the Fairness Team under Independent Compliance Risk Management's (ICRM) Customer Client Protection organization responsible... Read More

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world.... Read More

Job Description: The Role As the leader of the Compliance team for Fidelity Digital Assets?, you will provide regulatory advice and support to Fidelity's full-service,... Read More

Texas Capital is built to help businesses and their leaders. Our depth of knowledge and expertise allows us to bring the best of the big firms at a scale that works for... Read More

Salary: $19.16 - $24.91 Hourly Location : Denton, TX Job Type: Full-Time Job Number: 24-00165 Department: Water Division: WTR - PLANNING AND ENGINEERING Opening Date:... Read More

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes,... Read More