Compliance Officer Jobs in Jersey City, NJ

Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Job Description Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in... Read More

Job Title Chief Compliance Officer Location Bronx, NY Skills Compliance, Leadership, Multi-Entity Outpatient Healthcare About Company / Opportunity We are a rapidly... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

At Forge (NYSE: FRGE), we know our team is our greatest asset. As technology innovators in the private market, our vision is to deliver a richer future for everyone. We... Read More

Job Description A commercial banking client is looking for a Compliance Officer to join their organization this person will be assisting the Chief Compliance Officer for... Read More

iCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset... Read More

The Company InvestXwas launched in 2014 with a mission to bring transparency and trust to the private equity market. We are a leading cross-border pre-IPO investor... Read More

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and... Read More

Role Value Proposition Compliance Risk Management (CRM) delivers a compliance risk framework that enables the businesses and functions to comply with applicable internal... Read More

At Forge (NYSE: FRGE), we know our team is our greatest asset. As technology innovators in the private market, our vision is to deliver a richer future for everyone. We... Read More

Assists in the implementation, maintenance and administration of a specific compliance program. Coordinates and performs risk assessment, monitoring, testing and... Read More

About Us DASH Financial Technologies (part of ION Group) is the leading US options technology and execution provider, offering fully customizable routing and order... Read More

Job Description Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in... Read More

VP, Control Room and Research Compliance Officer New York, NY Barclays Services Corp What will you be doing? Barclays Services Corp seeks VP, Control Room and Research... Read More

VP, Control Room and Research Compliance Officer New York, NY Barclays Services Corp What will you be doing? Barclays Services Corp seeks VP, Control Room and Research... Read More

Senior Data Privacy Compliance Officer - Legal Compliance New York, NY Posted Jun 11, 2024 - Requisition No. 125883 The energy of a newsroom, the pace of a trading floor,... Read More

Compliance Officer - Wall Cross Research This role will provide senior Compliance coverage in relation to handling and preventing the use of material non-public... Read More