Senior Compliance Officer Jobs in Bronx, NY

Senior Compliance Officer - Bloomberg Tradebook - Legal Compliance New York, NY Posted Apr 26, 2024 - Requisition No. 124879 The energy of a newsroom, the pace of a... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

NYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the... Read More

NYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the... Read More

The Role: This is a Senior Vice President position within Independent Compliance Risk Management (ICRM) responsible for leading and managing business execution activities,... Read More

Job Title Chief Compliance Officer Location Bronx, NY Skills Compliance, Leadership, Multi-Entity Outpatient Healthcare About Company / Opportunity We are a rapidly... Read More

At Forge (NYSE: FRGE), we know our team is our greatest asset. As technology innovators in the private market, our vision is to deliver a richer future for everyone. We... Read More

Job Summary The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization's investment banking subsidiary and... Read More

$75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer *Reporting to the Deputy Chief Compliance Officer *Supervising a staff of 4-6 *Work Closely Across... Read More

The Corporate Compliance Officer is responsible for overseeing and ensuring the company's adherence to regulatory requirements, particularly in areas such as Anti-Money... Read More

Greystone is a private national commercial real estate finance company with an established reputation as a leader in multifamily and healthcare finance, with over $13... Read More

Position / Title: Compliance Officer - Vice President/Director Pretium Pretium is a specialized alternative investment management firm focused on U.S. residential real... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Description Robert Half is working with a reputable construction company in Brooklyn, NY to hire their next Office and Compliance Manager. This person must have... Read More

Description Robert Half Financial Services are hiring for an AVP Compliance Officer role for an International Corporate Bank located in midtown Manhattan New York. Our... Read More

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world.... Read More

Description Senior Regulatory Analyst Insurance Licensing Reporting Location: Hybrid -New York Who We Are SiriusPoint is a global underwriter of insurance and reinsurance.... Read More

Senior Regulatory Analyst Insurance Licensing Reporting Location: Hybrid -New York Who We Are SiriusPoint is a global underwriter of insurance and reinsurance. We utilize... Read More

Summary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are centered on the following: reviewing... Read More