Senior Compliance Officer Jobs in Norwalk, CT

Job Description Job Description Job Description Interactive Brokers LLC is looking for a motivated and talented Compliance Testing Officer who is knowledgeable of U.S.... Read More

Interactive Brokers | Compliance Officer Electronic Trading Job description: Work with firm management and programming staff to ensure the firm complies with Market Access... Read More

Job Description : Our performance ambition is to be one of the best performing, most trusted and respected consumer products companies in the world. We are proud of the... Read More

Job Description Job Description iCapital is powering the world s alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth... Read More

Business Title: Manager / Senior Manager, Compliance Reporting Specialist Requisition Number: 107719 - 20 Function: Tax Services Area of Interest: State: CT City: Stamford... Read More

Overview: Manages the compliance program for insurance sales partnerships, including agents, brokers, managing general agents, third party administrators, and other sales,... Read More

The Compliance Monitoring and Reporting Officer assists the Compliance Monitoring and Reporting Team in implementing and maintaining the enterprise second line of defense... Read More

Key Responsibilities Draft, revise and negotiate contracts with Global Industrial s vendors and customers (commercial and government). Manage a portfolio of contracts with... Read More

Job Description Job Description About SpringWorks Therapeutics: SpringWorks is a commercial-stage biopharmaceutical company applying a precision medicine approach to... Read More

Audit Manager - Compliance and Operational Risk Charlotte, North Carolina;Stamford, Connecticut; East Hartford, Connecticut; Dallas, Texas; Providence, Rhode Island;... Read More

Specialty/Competency: IFS - Finance Industry/Sector: Not Applicable Time Type: Full time Travel Requirements: Up to 20% A career in Finance, within Internal Firm Services,... Read More

The Compliance Testing Officer is responsible for performing monitoring and testing to ensure that business units are complying with applicable laws, rules, regulations... Read More

Description As a Private Bank Office National Lead, direct and oversee the Citizens Private Bank Office strategic and long-range goals. You will lead the Private Bank... Read More

Sr. Director, Program Management Position is remote within US About the business: LexisNexis Risk Solutions is the essential partner in the assessment of risk. Within our... Read More

If you're looking for a meaningful career, you'll find it here at Webster. Founded in 1935, our focus has always been to put people first--doing whatever we can to help... Read More

Job Description Job Description About BestEx Research BestEx Research is a financial technology and research firm specializing in building sophisticated execution... Read More

About BestEx Research BestEx Research is a financial technology and research firm specializing in building sophisticated execution algorithms and transaction cost modeling... Read More

Chief Financial Officer CFS is partnering with a local non profit to identify their next CFO to be a strategic thought-partner and report to the Chief Executive Officer... Read More

Job Description Job Description Trexquant is a growing systematic fund manager with a core team of highly accomplished technologists. We apply a wide variety of... Read More