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VP, Compliance Officer - Wealth Management & Investment Advisory Jobs in New York, NY 10022
Jobs 1 to 20 of 542 -
Coda Search¦Staffing • New York, NY 10261Job Description This Vice President Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and covers the US businesses and certain... Read MoreJob Description This Vice President Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and... Read More
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First Citizens Bank • New York, NY 10036Overview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial institution with a 125-year tradition of service and the personalized approach of a nimble financial partner. First Citizens Bank helps personal,... Read MoreOverview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial... Read More
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First Citizens Bank • New York, NY 10036Overview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial institution with a 125-year tradition of service and the personalized approach of a nimble financial partner. First Citizens Bank helps personal,... Read MoreOverview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial... Read More
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First Citizens Bank • New York, NY 10036Overview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial institution with a 125-year tradition of service and the personalized approach of a nimble financial partner. First Citizens Bank helps personal,... Read MoreOverview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial... Read More
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First Citizens Bank • New York, NY 10036Overview Underwrite investments in broadly syndicated institutional, non-investment grade cash flow loans. Manage a portfolio of existing investments. Train and mentor junior team members on investing and portfolio management philosophies, deal closings, internal systems... Read MoreOverview Underwrite investments in broadly syndicated institutional, non-investment grade cash flow loans. Manage a portfolio of... Read More
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First Citizens Bank • New York, NY 10036Overview First Citizens Bank helps personal, business, commercial and wealth clients build financial strength that lasts. Headquartered in Raleigh, N.C., First Citizens has built a unique legacy of strength, stability and long-term thinking that has spanned generations.... Read MoreOverview First Citizens Bank helps personal, business, commercial and wealth clients build financial strength that lasts.... Read More
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First Citizens Bank • New York, NY 10036Overview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial institution with a 125-year tradition of service and the personalized approach of a nimble financial partner. First Citizens Bank helps personal,... Read MoreOverview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial... Read More
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Atlantic Group • Maplewood, NJ 07040$60 Billion Alternative Asset Manager Seeks a VP Compliance *Reporting to CCO *Assist with Strategic Operational Compliance *Manage Regulatory Filings- Form ADV Form PF... Read More$60 Billion Alternative Asset Manager Seeks a VP Compliance *Reporting to CCO *Assist with Strategic Operational Compliance *Manage... Read More
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Crédit Agricole CIB • New York, NY 10261Summary: Under the supervision of the FCS (Financial Client Services) New-York, the Compliance Coordinator will work closely with the New York Compliance/ CPL team to... Read MoreSummary: Under the supervision of the FCS (Financial Client Services) New-York, the Compliance Coordinator will work closely with... Read More
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Talently Recruiting • New York, NY 10261Job Title Chief Compliance Officer Location Bronx, NY Skills Compliance, Leadership, Multi-Entity Outpatient Healthcare About Company / Opportunity We are a rapidly... Read MoreJob Title Chief Compliance Officer Location Bronx, NY Skills Compliance, Leadership, Multi-Entity Outpatient Healthcare About... Read More
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Crédit Agricole CIB • New York, NY 10261Summary of the position The Lead Auditor conducts audit assignments primarily in 2nd line corporate regulatory compliance from planning to issuance of the final report.... Read MoreSummary of the position The Lead Auditor conducts audit assignments primarily in 2nd line corporate regulatory compliance from... Read More
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First Citizens Bank • New York, NY 10036Overview T ogether, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial institution with a 125-year tradition of service and the personalized approach of a nimble financial partner. First Citizens Bank helps personal,... Read MoreOverview T ogether, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial... Read More
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Coda Search¦Staffing • New York, NY 10261Company Description A global investment firm that seeks to provide creative capital solutions and generate attractive risk-adjusted returns for our clients. We manage... Read MoreCompany Description A global investment firm that seeks to provide creative capital solutions and generate attractive risk-adjusted... Read More
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Spencer Ogden • New York, NY 10261Job Title: Compliance Officer - Private Equity Renewables Location: New York or Boston Job Description: We are seeking a highly motivated and experienced Compliance... Read MoreJob Title: Compliance Officer - Private Equity Renewables Location: New York or Boston Job Description: We are seeking a highly... Read More
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First Citizens Bank • New York, NY 10036Overview The VP, Sr First Line Risk Manager (1LOD)- Commercial Finance is responsible for management of Business Unit (BU) risk activities, in adherence with the Company's Risk Appetite and Corporate Strategy. The position ensures team serves as an effective... Read MoreOverview The VP, Sr First Line Risk Manager (1LOD)- Commercial Finance is responsible for management of Business Unit (BU) risk... Read More
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EB Research Partnership • New York, NY 10261ORGANIZATION:EB Research Partnership POSITION: VP of Development REPORTS TO: Chief Executive Officer LOCATION: New York, NY INFORMATION: www.ebresearch.org TO APPLY:... Read MoreORGANIZATION:EB Research Partnership POSITION: VP of Development REPORTS TO: Chief Executive Officer LOCATION: New York, NY... Read More
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Dana-co LLC • New York, NY 10261We are seeking a passionate and visionary Vice President of Design and Merchandising who will oversee the development and launch of innovative products. This person is... Read MoreWe are seeking a passionate and visionary Vice President of Design and Merchandising who will oversee the development and launch of... Read More
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BNY Mellon • New York, NY 10261Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody... Read MoreBring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business,... Read More
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Northbound Executive Search • New York, NY 10261Assistant VP, Payroll The AVP will work within the Global Payroll team and will help oversee the global payroll operations vendors, systems, payroll cycles and processes,... Read MoreAssistant VP, Payroll The AVP will work within the Global Payroll team and will help oversee the global payroll operations vendors,... Read More
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Chantecaille Beauté • New York, NY 10261Chantecaille s mission is to create luxurious botanical beauty with impact. For the past 25 years, the brand has been at the cutting-edge of some of the industry s most... Read MoreChantecaille s mission is to create luxurious botanical beauty with impact. For the past 25 years, the brand has been at the... Read More
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