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Senior Vice President, Compliance & Control Manager Jobs in New York, NY 10261
Jobs 1 to 20 of 407 -
Cardea Group • New York, NY 10261General Counsel Chief Compliance Officer++ (New York, NY) Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully... Read MoreGeneral Counsel Chief Compliance Officer++ (New York, NY) Our client, a $1B+ hedge fund with a strong reputation and track record,... Read More
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Melio • New York, NY 10001Job Description Job Description Chief Compliance Officer Location: Hybrid in New York City The Chief Compliance Officer will be responsible for developing and supporting... Read MoreJob Description Job Description Chief Compliance Officer Location: Hybrid in New York City The Chief Compliance Officer will be... Read More
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Invest X • New York, NY 10001Job Description Job Description Salary: The Company InvestX was launched in 2014 with a mission to bring transparency and trust to the private equity market. We are a... Read MoreJob Description Job Description Salary: The Company InvestX was launched in 2014 with a mission to bring transparency and trust to... Read More
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Coda Search¦Staffing • New York, NY 10261Job Description This Vice President Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and covers the US businesses and certain... Read MoreJob Description This Vice President Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and... Read More
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ACG Resources • New York, NY 10001Job Description Job Description VP Consumer Regulatory Compliance Officer Located onsite in Manhattan with a foreign bank Base salary $100-135K based on experience and... Read MoreJob Description Job Description VP Consumer Regulatory Compliance Officer Located onsite in Manhattan with a foreign bank Base... Read More
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Mai Placement • New York, NY 10001Job Description Job Description Director Of Compliance Brooklyn, NY 150k We are seeking a dedicated and experienced Compliance Officer to ensure regulatory adherence and... Read MoreJob Description Job Description Director Of Compliance Brooklyn, NY 150k We are seeking a dedicated and experienced Compliance... Read More
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Spencer Ogden • New York, NY 10261Job Title: Compliance Officer - Private Equity Renewables Location: New York or Boston Job Description: We are seeking a highly motivated and experienced Compliance... Read MoreJob Title: Compliance Officer - Private Equity Renewables Location: New York or Boston Job Description: We are seeking a highly... Read More
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Hold Brothers • New York, NY 10001Job Description Job Description Hold Brothers Capital, LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate/Officer to join the team. He/she... Read MoreJob Description Job Description Hold Brothers Capital, LLC, a leading self-clearing broker-dealer is looking for a Compliance... Read More
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Engage Partners, Inc. • New York, NY 10004Chief Compliance and Privacy Officer Location: Lower Manhattan by Battery Park $180,000 - $220,000 base salary Summary This position serves as a leader on our executive... Read MoreChief Compliance and Privacy Officer Location: Lower Manhattan by Battery Park $180,000 - $220,000 base salary Summary This... Read More
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First Citizens Bank • New York, NY 10036Overview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial institution with a 125-year tradition of service and the personalized approach of a nimble financial partner. First Citizens Bank helps personal,... Read MoreOverview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial... Read More
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New York State Psychiatry Institute • New York, NY 10001Job Description Job Description Job Title: Research Compliance Officer Grade: 37 Salary: $167,905 - $190,003 The Research Foundation for Mental Hygiene is seeking a... Read MoreJob Description Job Description Job Title: Research Compliance Officer Grade: 37 Salary: $167,905 - $190,003 The Research... Read More
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First Citizens Bank • New York, NY 10036Overview First Citizens Bank helps personal, business, commercial and wealth clients build financial strength that lasts. Headquartered in Raleigh, N.C., First Citizens has built a unique legacy of strength, stability and long-term thinking that has spanned generations.... Read MoreOverview First Citizens Bank helps personal, business, commercial and wealth clients build financial strength that lasts.... Read More
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Atlantic Group • Maplewood, NJ 07040$60 Billion Alternative Asset Manager Seeks a VP Compliance *Reporting to CCO *Assist with Strategic Operational Compliance *Manage Regulatory Filings- Form ADV Form PF... Read More$60 Billion Alternative Asset Manager Seeks a VP Compliance *Reporting to CCO *Assist with Strategic Operational Compliance *Manage... Read More
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Crédit Agricole CIB • New York, NY 10261Summary: Under the supervision of the FCS (Financial Client Services) New-York, the Compliance Coordinator will work closely with the New York Compliance/ CPL team to... Read MoreSummary: Under the supervision of the FCS (Financial Client Services) New-York, the Compliance Coordinator will work closely with... Read More
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First Citizens Bank • New York, NY 10036Overview The VP, Sr First Line Risk Manager (1LOD)- Commercial Finance is responsible for management of Business Unit (BU) risk activities, in adherence with the Company's Risk Appetite and Corporate Strategy. The position ensures team serves as an effective... Read MoreOverview The VP, Sr First Line Risk Manager (1LOD)- Commercial Finance is responsible for management of Business Unit (BU) risk... Read More
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First Citizens Bank • New York, NY 10036Overview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial institution with a 125-year tradition of service and the personalized approach of a nimble financial partner. First Citizens Bank helps personal,... Read MoreOverview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial... Read More
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Institute for Comm Living • New York, NY 10001Job Description Job Description This position serves as a leader on ICL s executive team, providing strategic and operational advice to the President and CEO to ensure... Read MoreJob Description Job Description This position serves as a leader on ICL s executive team, providing strategic and operational... Read More
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First Citizens Bank • New York, NY 10036Overview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial institution with a 125-year tradition of service and the personalized approach of a nimble financial partner. First Citizens Bank helps personal,... Read MoreOverview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial... Read More
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First Citizens Bank • New York, NY 10036Overview Underwrite investments in broadly syndicated institutional, non-investment grade cash flow loans. Manage a portfolio of existing investments. Train and mentor junior team members on investing and portfolio management philosophies, deal closings, internal systems... Read MoreOverview Underwrite investments in broadly syndicated institutional, non-investment grade cash flow loans. Manage a portfolio of... Read More
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Digital Science • New York, NY 10001Job Description Job Description Description About us We are Digital Science and we are advancing the research ecosystem. We are a pioneering technology company, and our... Read MoreJob Description Job Description Description About us We are Digital Science and we are advancing the research ecosystem. We are a... Read More
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