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VP, Compliance Officer - Wealth Management & Investment Advisory Jobs in New York, NY 10022
Jobs 1 to 20 of 239 -
Crédit Agricole CIB • New York, NY 10261Summary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are centered on the following: reviewing... Read MoreSummary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are... Read More
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Coda Search¦Staffing • New York, NY 10261Job Description This Vice President Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and covers the US businesses and certain... Read MoreJob Description This Vice President Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and... Read More
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First Citizens Bank • New York, NY 10036Overview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial institution with a 125-year tradition of service and the personalized approach of a nimble financial partner. First Citizens Bank helps personal,... Read MoreOverview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial... Read More
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First Citizens Bank • New York, NY 10036Overview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial institution with a 125-year tradition of service and the personalized approach of a nimble financial partner. First Citizens Bank helps personal,... Read MoreOverview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial... Read More
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First Citizens Bank • New York, NY 10036Overview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial institution with a 125-year tradition of service and the personalized approach of a nimble financial partner. First Citizens Bank helps personal,... Read MoreOverview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial... Read More
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First Citizens Bank • New York, NY 10036Overview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial institution with a 125-year tradition of service and the personalized approach of a nimble financial partner. First Citizens Bank helps personal,... Read MoreOverview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial... Read More
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First Citizens Bank • New York, NY 10036Overview This role is part of the Credit Administration and Infrastructure Organization, on the Credit Remediation and Transformation team. The Credit Remediation Process Improvement and Delivery VP will be responsible for supporting the Credit Risk in the development of... Read MoreOverview This role is part of the Credit Administration and Infrastructure Organization, on the Credit Remediation and... Read More
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Impact Search Group, LLC • New York, NY 10261Are you looking for an opportunity to change your professional brand from Accountant to Investment Banker ? Do you have the desire to have an impact with dynamic companies... Read MoreAre you looking for an opportunity to change your professional brand from Accountant to Investment Banker ? Do you have the desire... Read More
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Tandym Group • New York, NY 10261Our client, a leading partner in the global FX ecosystem, is actively seeking an experienced professional to join their team as their new Vice President of Rewards. In... Read MoreOur client, a leading partner in the global FX ecosystem, is actively seeking an experienced professional to join their team as... Read More
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Atlantic Group • Maplewood, NJ 07040$60 Billion Alternative Asset Manager Seeks a VP Compliance *Reporting to CCO *Assist with Strategic Operational Compliance *Manage Regulatory Filings- Form ADV Form PF... Read More$60 Billion Alternative Asset Manager Seeks a VP Compliance *Reporting to CCO *Assist with Strategic Operational Compliance *Manage... Read More
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Crédit Agricole CIB • New York, NY 10261Summary: Under the supervision of the FCS (Financial Client Services) New-York, the Compliance Coordinator will work closely with the New York Compliance/ CPL team to... Read MoreSummary: Under the supervision of the FCS (Financial Client Services) New-York, the Compliance Coordinator will work closely with... Read More
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TH Daniels • New York, NY 10261TH Daniels Global Executive Search Selection work globally with an established portfolio of clients providing best in class Executive Search results. We have partnered... Read MoreTH Daniels Global Executive Search Selection work globally with an established portfolio of clients providing best in class... Read More
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Morgan Stanley • New York, NY 10261Department Profile The Finance Division reports to the Chief Financial Officer and consists of some 3,000 employees worldwide. Finance protects the Morgan Stanley... Read MoreDepartment Profile The Finance Division reports to the Chief Financial Officer and consists of some 3,000 employees worldwide.... Read More
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iCapital • New York, NY 10001Job Description Job Description iCapital is looking to hire Vice President or Senior Vice President to join the Enterprise Solutions Structured Investment team. The ideal... Read MoreJob Description Job Description iCapital is looking to hire Vice President or Senior Vice President to join the Enterprise... Read More
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Northbound Executive Search • New York, NY 10261Assistant VP, Payroll The AVP will work within the Global Payroll team and will help oversee the global payroll operations vendors, systems, payroll cycles and processes,... Read MoreAssistant VP, Payroll The AVP will work within the Global Payroll team and will help oversee the global payroll operations vendors,... Read More
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iCapital • New York, NY 10001Job Description Job Description iCapital is powering the world s alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth... Read MoreJob Description Job Description iCapital is powering the world s alternative investment marketplace. Our financial technology... Read More
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iCapital • New York, NY 10001Job Description Job Description iCapital is looking for a Relationship Manager to join the Enterprise Solutions team, specifically covering Asset Managers and General... Read MoreJob Description Job Description iCapital is looking for a Relationship Manager to join the Enterprise Solutions team, specifically... Read More
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Jefferies • New York, NY 10261Position: Vice President Global Equities COO Team Jefferies Financial Group Inc. ( Jefferies, we, us or our ) is a U.S.-headquartered global full service, integrated... Read MorePosition: Vice President Global Equities COO Team Jefferies Financial Group Inc. ( Jefferies, we, us or our ) is a... Read More
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iCapital • New York, NY 10001Job Description Job Description iCapital is powering the world s alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth... Read MoreJob Description Job Description iCapital is powering the world s alternative investment marketplace. Our financial technology... Read More
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Arena Investors, LP • New York, NY 10261Arena Investors, LP is a global investment management firm that seeks to generate attractive risk adjusted, consistent and uncorrelated returns by employing a fundamentals... Read MoreArena Investors, LP is a global investment management firm that seeks to generate attractive risk adjusted, consistent and... Read More
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