Compliance Analyst Jobs in Summit, NJ

Overview: About us: Founded in 1990, LS Power is a premier development, investment, and operating company focused on the North American power and energy infrastructure... Read More

Job Description WHO WE AREElenteny Imports is a multifaceted, services business for wine, spirits, and beer importation and distribution. We work with companies who find... Read More

Independently conducts complex analyses of FINRA firms' communications with the public both independently of, and in conjunction with, other FINRA departments and other... Read More

Independently conducts complex analyses of FINRA firms' communications with the public both independently of, and in conjunction with, other FINRA departments and other... Read More

Job Description Established in 1805, the New York City Department of Health and Mental Hygiene (the NYC Health Department) is the oldest and largest health department in... Read More

Job Description Job Description Details: Job Title: IT Risk and Compliance Analyst Duration: 06 Months (Possible extension) Location: NYC (Remote) Domain: Software Company... Read More

Description Senior Regulatory Analyst Insurance Licensing Reporting Location: Hybrid -New York Who We Are SiriusPoint is a global underwriter of insurance and reinsurance.... Read More

Senior Regulatory Analyst Insurance Licensing Reporting Location: Hybrid -New York Who We Are SiriusPoint is a global underwriter of insurance and reinsurance. We utilize... Read More

Sr. Associate, Aggregate Report Compliance Role can be 100% REMOTE May travel for a possible mandatory meeting onsite for 1-2 days, not very often at all Bachelors Degree... Read More

Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM) s Surveillance team responsible for the design, implementation, and oversight for a... Read More

Position Title Sr. Business Analyst, Compliance Technology- IT Location NY / 1400 Broadway Floor 23 Job Summary This position is responsible for assisting businesses in... Read More

Job Summary Provide ongoing support related to compliance advisory coverage and monitoring of various banking activities for compliance with key regulations issued by City... Read More

General Counsel Chief Compliance Officer++ (New York, NY) Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully... Read More

This position is responsible for assisting businesses in implementing technology solutions in a cost-effective manner by determining the requirements of a project or... Read More

Who We Are At Cross River, we're building the best banking and technology products for FinTechs, all through APIs. As venture-backed pioneers of the platform-based... Read More

Who We Are At Cross River, we're building the best banking and technology products for FinTechs, all through APIs. As venture-backed pioneers of the platform-based... Read More

We are seeking a proven and seasoned compliance and securities professional to serve as both Chief Compliance Officer (CCO) and Branch Manager responsible for the delivery... Read More

NYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the... Read More

NYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the... Read More