Compliance Specialist Jobs in Summit, NJ

Description Department: Legal Job Type: Regular Part Time Education Level: BA/BS Required Years Experience: 5 Church Pension Group (CPG) is a financial services firm... Read More

Financial Markets | Financial Markets Operations | Vice President- Financial Markets Front Office Regulatory Compliance NFR Specialist | NYC About ING Ranked #8 on... Read More

Chief Quality Assurance Specialist Bus Operations Job Description Move forward with us! At NJ TRANSIT, you'll join us in transforming the third-largest transportation... Read More

Job Description Our client company is an established minority-owned financial services firm with over 15 years in NJ that provides a full suite of institutional brokerage... Read More

Job Description Our client company is a minority-owned financial services firm on the East Shore of NJ that provides a full suite of institutional brokerage services to a... Read More

Job Description Our client company is a minority-owned financial services firm on the East Shore of NJ that provides a full suite of institutional brokerage services to a... Read More

Vacancy details General information Entity About Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB) Crédit Agricole CIB is the corporate and investment... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Assist with the design, and execute regulatory compliance testing of the A - Ca. PS, FICCS businesses and Operations Department; test compliance with policies and... Read More

Who are we? FalconX is the most advanced digital asset platform for institutions. We provide trade execution, credit treasury management, prime offering and market making... Read More

Title of Position: Administrative Assistant FLSA Status: Non-Exempt Department: Transitional Housing Reports to: Program Director Salary Information: Hourly: $22.86... Read More

Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth Management,... Read More

Growing Investment Banking and Broker Dealer client is seeking a strong compliance officer to join in an advisory capacity to support their clearing and prime brokerage... Read More

Manage the registration function for Jefferies LLC a FINRA member Broker-Dealer and its various North American affiliates. Including providing support for various... Read More

Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities globally. You will... Read More

Job Description Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth... Read More

Summary Reporting to CACIB US Compliance s Head of Governance and Ethics, the Compliance Officer will be in charge of implementing maintaining CACIB US Compliance... Read More

Location: New York, NY, New York Type: Perm (Contingency) Job #36052 Salary: $250,000 Position Overview - Deputy Chief Compliance Officer: Our client, a leading investment... Read More

Role Value Proposition Compliance Risk Management (CRM) delivers a compliance risk framework that enables the businesses and functions to comply with applicable internal... Read More