Senior Compliance Officer Jobs in New York, NY

Senior Compliance Officer - Bloomberg Tradebook - Legal Compliance New York, NY Posted Apr 26, 2024 - Requisition No. 124879 The energy of a newsroom, the pace of a... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

NYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the... Read More

NYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the... Read More

Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and... Read More

Who We Are At Cross River, we're building the best banking and technology products for FinTechs, all through APIs. As venture-backed pioneers of the platform-based... Read More

We are looking for a Chief Compliance Officer who will play a crucial role in ensuring that Vise operates in compliance with all applicable laws, regulations, and industry... Read More

Who We Are At Cross River, we're building the best banking and technology products for FinTechs, all through APIs. As venture-backed pioneers of the platform-based... Read More

General Counsel Chief Compliance Officer++ (New York, NY) Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully... Read More

Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm... Read More

We are seeking a proven and seasoned compliance and securities professional to serve as both Chief Compliance Officer (CCO) and Branch Manager responsible for the delivery... Read More

At Forge (NYSE: FRGE), we know our team is our greatest asset. As technology innovators in the private market, our vision is to deliver a richer future for everyone. We... Read More

Job Summary The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization's investment banking subsidiary and... Read More

Serves as a senior function/business/product compliance risk officer for Securities Services Independent Compliance Risk Management (ICRM) responsible for establishing... Read More

$75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer *Reporting to the Deputy Chief Compliance Officer *Supervising a staff of 4-6 *Work Closely Across... Read More

Greystone is a private national commercial real estate finance company with an established reputation as a leader in multifamily and healthcare finance, with over $13... Read More

Greystone is a private national commercial real estate finance company with an established reputation as a leader in multifamily and healthcare finance, with over $13... Read More

Job Description Compliance Officer - Wealth Management Investment Advisory Jefferies, the global investment banking firm, has served companies and investors for over 50... Read More

Position / Title: Compliance Officer - Vice President/Director Pretium Pretium is a specialized alternative investment management firm focused on U.S. residential real... Read More